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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
May 14, 2014
31265_dirs_2014-05-14_8097452c-367b-4030-ae33-e47d0f990063.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-05-12
Reporting Person: LEVATICH MATTHEW S (President & COO of HDMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-12 | Common Stock | M | 14519.0000 | $21.5200 | Acquired | 55046.0000 | Direct |
| 2014-05-12 | Common Stock | M | 14187.0000 | $22.6300 | Acquired | 69233.0000 | Direct |
| 2014-05-12 | Common Stock | M | 7701.0000 | $12.3000 | Acquired | 76934.0000 | Direct |
| 2014-05-12 | Common Stock | M | 5957.0000 | $61.2000 | Acquired | 82891.0000 | Direct |
| 2014-05-12 | Common Stock | M | 5356.0000 | $51.4600 | Acquired | 88247.0000 | Direct |
| 2014-05-12 | Common Stock | S | 47720.0000 | $73.1900 | Disposed | 40527.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-12 | Stock Option (right to buy) | $22.6300 | M | 14187.0000 | Disposed | 2020-02-10 | Common Stock (14187.0000) | Direct |
| 2014-05-12 | Stock Option (right to buy) | $12.3000 | M | 7701.0000 | Disposed | 2019-02-12 | Common Stock (7701.0000) | Direct |
| 2014-05-12 | Stock Option (right to buy) | $51.4600 | M | 5356.0000 | Disposed | 2016-02-14 | Common Stock (5356.0000) | Direct |
| 2014-05-12 | Stock Option (right to buy) | $61.2000 | M | 5957.0000 | Disposed | 2015-02-15 | Common Stock (5957.0000) | Direct |
| 2014-05-12 | Stock Option (right to buy) | $21.5200 | M | 14519.0000 | Disposed | 2019-05-01 | Common Stock (14519.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 10556.0000 | Direct |
| Common Stock | 263.0932 | Indirect |
| Common Stock | 10.1459 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (10289.0000) | 10289.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (34567.0000) | 34567.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (32926.0000) | 32926.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (32198.0000) | 32198.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (26247.0000) | 26247.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (19447.0000) | 19447.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (9149.0000) | 9149.0000 | Direct |
Footnotes
F1: The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: All options are currently exercisable.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.