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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
May 19, 2014
31265_dirs_2014-05-19_4d1f365b-d6fc-4564-a59a-cbf0d836b777.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-05-15
Reporting Person: BAKER JOHN P (GM, Corp Strat,Bus Dev & Susta)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-15 | Common Stock | J | 1604.8765 | $71.0200 | Acquired | 3220.0035 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 2443.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (2289.0000) | 2289.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (3873.0000) | 3873.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (3662.0000) | 3662.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (3978.0000) | 3978.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (2271.0000) | 2271.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (951.0000) | 951.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (1102.0000) | 1102.0000 | Direct |
Footnotes
F1: On May 15, 2014 Mr. Baker reallocated the funds in his 40l(k) account.
F2: The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F6: All options are currently exercisable.
F7: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.