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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
Nov 17, 2014
31265_dirs_2014-11-17_ab15945c-6dba-45d1-b69a-81850a83a5fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-11-13
Reporting Person: CALAWAY TONIT M (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-13 | Common Stock | M | 1150.0000 | $39.0400 | Acquired | 1150.0000 | Direct |
| 2014-11-13 | Common Stock | S | 1150.0000 | $67.4300 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-13 | Stock Option (right to buy) | $39.0400 | M | 1150.0000 | Disposed | 2018-02-13 | Common Stock (1150.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 3298.0000 | Direct |
| Common Stock | 3538.4540 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (3508.0000) | 3508.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (10671.0000) | 10671.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (11226.0000) | 11226.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (4309.0000) | 4309.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (1024.0000) | 1024.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (3198.0000) | 3198.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (876.0000) | 876.0000 | Direct |
Footnotes
F1: The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F3: All options are currently exercisable.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.