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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
Nov 25, 2014
31265_dirs_2014-11-25_b3f6768a-94c1-44c9-a5a1-7fc30abe3765.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-11-24
Reporting Person: WANDELL KEITH E (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-24 | Common Stock | M | 50000.0000 | $22.6300 | Acquired | 174008.0000 | Direct |
| 2014-11-24 | Common Stock | S | 50000.0000 | $69.3200 | Disposed | 124008.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-24 | Stock Option (right to buy) | $22.6300 | M | 50000.0000 | Disposed | 2020-02-10 | Common Stock (50000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 34908.0000 | Direct |
| Common Stock | 1225.3729 | Indirect |
| Common Stock | 500.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (30483.0000) | 30483.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (112538.0000) | 112538.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (97545.0000) | 97545.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (110032.0000) | 110032.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (119545.0000) | 119545.0000 | Direct |
Footnotes
F1: The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. The restricted stock granted on 2/6/12 and 2/4/13 vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: All options are currently exercisable.
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.