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HARLEY-DAVIDSON, INC. — Director's Dealing 2010
Apr 23, 2010
31265_dirs_2010-04-23_9bfd900a-d266-4e48-9870-bc194ba2f834.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2010-04-21
Reporting Person: LIONE GAIL A (Exec VP, Gen Counsel & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-22 | Common Stock | S | 13015 | $34.5387 | Disposed | 25997 | Direct |
| 2010-04-21 | Common Stock | I | 8795 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 53168 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.41 | 2011-02-07 | Common Stock (27518) | 27518 | Direct |
| Stock Option (right to buy) | $52.095 | 2012-02-12 | Common Stock (24514) | 24514 | Direct |
| Stock Option (right to buy) | $40.72 | 2013-02-11 | Common Stock (32930) | 32930 | Direct |
| Stock Option (right to buy) | $52.45 | 2014-02-09 | Common Stock (26589) | 26589 | Direct |
| Stock Option (right to buy) | $61.205 | 2015-02-15 | Common Stock (16985) | 16985 | Direct |
| Stock Option (right to buy) | $51.46 | 2016-02-14 | Common Stock (13830) | 13830 | Direct |
| Stock Option (right to buy) | $68.91 | 2017-02-14 | Common Stock (17467) | 17467 | Direct |
| Stock Option (right to buy) | $39.04 | 2018-02-13 | Common Stock (47841) | 47841 | Direct |
| Stock Option (right to buy) | $12.3 | 2019-02-12 | Common Stock (92402) | 92402 | Direct |
Footnotes
F1: In February 2010, 24,032 shares of restricted stock vested. Accordingly, 24,032 shares are no longer reflected as restricted stock, but are reflected as common stock.
F2: Rebalance of 401(k) assets
F3: Restricted stock is granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. In February 2010, 24,032 shares of restricted stock vested. Accordingly, 24,032 shares are no longer reflected as restricted stock, but are reflected as common stock.
F4: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F5: All options are currently exercisable.
F6: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.