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HARLEY-DAVIDSON, INC. — Director's Dealing 2010
Feb 17, 2010
31265_dirs_2010-02-17_9e7c9c8a-b74b-4f2b-ab88-ee1da99ed98e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2010-02-14
Reporting Person: BAKER JOHN P (GM, Corp Strat & Bus Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-14 | Common Stock | F | 106 | — | Disposed | 156 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 6730 | Direct |
| Common Stock | 1419.27 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $52.095 | 2012-02-13 | Common Stock (1562) | 1562 | Direct |
| Stock Option (right to buy) | $40.72 | 2013-02-12 | Common Stock (520) | 520 | Direct |
| Stock Option (right to buy) | $52.45 | 2014-02-10 | Common Stock (1667) | 1667 | Direct |
| Stock Option (right to buy) | $61.2 | 2015-02-15 | Common Stock (1102) | 1102 | Direct |
| Stock Option (right to buy) | $51.46 | 2016-02-14 | Common Stock (897) | 897 | Direct |
| Stock Option (right to buy) | $68.91 | 2017-02-14 | Common Stock (951) | 951 | Direct |
| Stock Option (right to buy) | $39.04 | 2018-02-13 | Common Stock (2868) | 2868 | Direct |
| Stock Option (right to buy) | $12.3 | 2019-02-12 | Common Stock (8214) | 8214 | Direct |
| Stock Option (right to buy) | $22.63 | 2020-02-10 | Common Stock (4002) | 4002 | Direct |
Footnotes
F1: On 2/14/2010, 262 shares of restricted stock vested. 106 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 156 shares are now reflected as common stock.
F2: Restricted stock granted 2007-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/14/2010, 262 shares of restricted stock vested. 106 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 156 shares are now reflected as common stock.
F3: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F8: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.