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HARLEY-DAVIDSON, INC. — Director's Dealing 2010
Feb 12, 2010
31265_dirs_2010-02-12_c34f18f3-096c-420d-91e0-d0356b8cc674.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2010-02-10
Reporting Person: RICHER MARK HANS (Sr VP-Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-10 | Common Stock (restricted stock) | A | 5067 | — | Acquired | 37468 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-10 | Stock Option (right to buy) | $22.63 | A | 16213 | Acquired | 2020-02-10 | Common Stock (16213) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 228.688 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $57.81 | 2017-08-01 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $39.04 | 2018-02-13 | Common Stock (37842) | 37842 | Direct |
| Stock Option (right to buy) | $12.3 | 2019-02-12 | Common Stock (43634) | 43634 | Direct |
Footnotes
F1: Restricted stock granted 2007-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 8/1/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.