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HARLEY-DAVIDSON, INC. — Director's Dealing 2010
Feb 12, 2010
31265_dirs_2010-02-12_21f08597-9bba-45cd-b53b-dbe00bb952af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2009-11-23
Reporting Person: BAKER JOHN P (GM, Corp Strat & Bus Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-23 | Common Stock | J | 10415.57 | $28.66 | Disposed | 5323.6 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 4487 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $52.095 | 2012-02-13 | Common Stock (1562) | 1562 | Direct |
| Stock Option (right to buy) | $40.72 | 2013-02-12 | Common Stock (520) | 520 | Direct |
| Stock Option (right to buy) | $52.45 | 2014-02-10 | Common Stock (1667) | 1667 | Direct |
| Stock Option (right to buy) | $61.2 | 2015-02-15 | Common Stock (1102) | 1102 | Direct |
| Stock Option (right to buy) | $51.46 | 2016-02-14 | Common Stock (897) | 897 | Direct |
| Stock Option (right to buy) | $68.91 | 2017-02-14 | Common Stock (951) | 951 | Direct |
| Stock Option (right to buy) | $39.04 | 2018-02-13 | Common Stock (2868) | 2868 | Direct |
| Stock Option (right to buy) | $12.3 | 2019-02-12 | Common Stock (8214) | 8214 | Direct |
Footnotes
F1: On 11/23/2009, Mr. Baker reallocated the funds in his 401(k) account.
F2: Restricted stock granted 2006-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/06, 2/14/07, and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 was granted pursuant to the 2009 Harley-Davidson, Inc. 2009 Incentive Stock Plan and the shares of restricted stock are subject to forfeiture until completion of a four-year vesting period.
F3: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.