Hargreaves Lansdown PLC

Director's Dealing • Dec 13, 2021

National Storage Mechanism | Additional information

RNS Number : 4772V

Hargreaves Lansdown PLC

13 December 2021

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Rob Divall a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 996 ordinary shares of 0.4p each ("Ordinary Shares"). Rob Divall then immediately disposed of 608 Ordinary Shares in order to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 9 December 2021. Following these transactions, the beneficial holding of Rob Divall (including his connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

ROB DIVALL

2

Reason for the notification

a)

Position/status

PDMR

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

HARGREAVES LANSDOWN PLC

b)

LEI

2138008ZCE93ZDSESG90

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

ORDINARY SHARES

GB00B1VZ0M25 

b)

Nature of the transaction

EXERCISE OF options under THE sustained performance plan II AS PART OF BUYOUT AWARD ON JOINING

c)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP£ nil cost	996

d)

Aggregated information

- Aggregated volume

- Price

996

£ nil cost

e)

Date of the transaction

9 DECEMBER 2021

f)

Place of the transaction

Outside a trading venue

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

ROB DIVALL

2

Reason for the notification

a)

Position/status

PDMR

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

HARGREAVES LANSDOWN PLC

b)

LEI

2138008ZCE93ZDSESG90

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

ORDINARY SHARES

GB00B1VZ0M25 

b)

Nature of the transaction

SALE of shares acquired ON VESTING OF JOINING AWARD under the sustained performance plan II to cover tax

c)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP£ 13.32	608

d)

Aggregated information

- Aggregated volume

- Price

608

£8,098.56

e)

Date of the transaction

9 DECEMBER 2021

f)

Place of the transaction

LONDON STOCK EXCHANGE

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Birger Thorburn a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 26,432 ordinary shares of 0.4p each ("Ordinary Shares"). Birger Thorburn then immediately disposed of 16,120 Ordinary Shares in order to meet the taxation arising on the exercise. Birger Thorburn then immediately disposed of 7,000 additional Ordinary Shares acquired under the exercise. The exercise and disposal transactions took place on 9 December 2021. Following these transactions, the beneficial holding of Birger Thorburn (including his connected persons) in the Company has increased.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

BIRGER THORBURN

2

Reason for the notification

a)

Position/status

PDMR

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

HARGREAVES LANSDOWN PLC

b)

LEI

2138008ZCE93ZDSESG90

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

ORDINARY SHARES

GB00B1VZ0M25 

b)

Nature of the transaction

EXERCISE OF options under THE sustained performance plan II AS PART OF BUYOUT AWARD ON JOINING

c)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP£ nil cost	26,432

d)

Aggregated information

- Aggregated volume

- Price

26,432

£ nil cost

e)

Date of the transaction

9 DECEMBER 2021

f)

Place of the transaction

Outside a trading venue

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

BIRGER THORBURN

2

Reason for the notification

a)

Position/status

PDMR

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

HARGREAVES LANSDOWN PLC

b)

LEI

2138008ZCE93ZDSESG90

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

ORDINARY SHARES

GB00B1VZ0M25 

b)

Nature of the transaction

SALE of shares acquired ON VESTING OF JOINING AWARD under the sustained performance plan II to cover tax plus sale of additional 7,000 shares also acquired under the sustained performance plan II

c)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP£13.32	16,120
GBP£13.32	7,000

d)

Aggregated information

- Aggregated volume

- Price

23,120

£307,958.40

e)

Date of the transaction

9 DECEMBER 2021

f)

Place of the transaction

LONDON STOCK EXCHANGE

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Shawn Gamble a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 16,384 ordinary shares of 0.4p each ("Ordinary Shares"). Shawn Gamble then immediately disposed of all Ordinary Shares acquired under the exercise including those to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 9 December 2021.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

SHAWN GAMBLE

2

Reason for the notification

a)

Position/status

PDMR

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

HARGREAVES LANSDOWN PLC

b)

LEI

2138008ZCE93ZDSESG90

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

ORDINARY SHARES

GB00B1VZ0M25 

b)

Nature of the transaction

EXERCISE OF options under THE sustained performance plan II ACQUIRED ON JOINING AS PART OF BUYOUT ARRANGEMENTS.

c)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP£ nil cost	16,384

d)

Aggregated information

- Aggregated volume

- Price

16,384

£ nil cost

e)

Date of the transaction

9 DECEMBER 2021

f)

Place of the transaction

Outside a trading venue

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

SHAWN GAMBLE

2

Reason for the notification

a)

Position/status

PDMR

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

HARGREAVES LANSDOWN PLC

b)

LEI

2138008ZCE93ZDSESG90

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

ORDINARY SHARES

GB00B1VZ0M25 

b)

Nature of the transaction

SALE of shares acquired ON JOINING AS PART OF BUYOUT ARRANGEMENTS under the sustained performance plan II

c)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP£13.32	16,384

d)

Aggregated information

- Aggregated volume

- Price

16,384

£218,234.88

e)

Date of the transaction

9 DECEMBER 2021

f)

Place of the transaction

LONDON STOCK EXCHANGE

Claire Chapman

Company Secretary

Enquiries:

Danny Cox, Head of Communications:

07989 672 071

James Found, Head of Investor Relations:

07970 066 634

Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements 

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