AI Terminal
Hargreaves Lansdown PLC
Director's Dealing • Oct 29, 2021
4868_dirs_2021-10-29_f8760a9d-305a-4ab4-afed-706093d69f82.html
Director's Dealing
Open in ViewerOpens in native device viewer
National Storage Mechanism | Additional information 
RNS Number : 6463Q
Hargreaves Lansdown PLC
29 October 2021
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Birger Thorburn a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 127,165 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Birger Thorburn
2
Reason for the notification
a)
Position/status
PDMR
b)
Initial notification /Amendment
INITIAL NOTIFICATION
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
HARGREAVES LANSDOWN PLC
b)
LEI
2138008ZCE93ZDSESG90
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
ORDINARY SHARES
GB00B1VZ0M25
b)
Nature of the transaction
GRANT OF OPTION UNDER sustained performance plan II
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| GBP£ Nil cost | 127,165 |
d)
Aggregated information
- Aggregated volume
- Price
127,165
Nil cost
e)
Date of the transaction
25 October 2021
f)
Place of the transaction
OUTSIDE A TRADING VENUE
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
| Number of shares subject to option | Vesting date | option price | Arrangement |
| 19,632 | 13/06/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 4,418 | 12/06/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 26,432 | 29/09/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 23,502 | 13/06/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 23,632 | 12/06/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 21,486 | 13/06/2024 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 8,063 | 27/11/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
Buy-Out Awards
The nil-cost options were awarded to Birger Thorburn under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Birger Thorburn forfeited on leaving their previous employment.
The Remuneration Committee believes that the award fairly reflects the value of awards Birger Thorburn forfeited on leaving his previous employment in terms of value and timescale of vesting.
This announcement is made in accordance with the requirements of DTR 3.1.4.
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Robert Divall a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 18,513 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Robert Divall
2
Reason for the notification
a)
Position/status
PDMR
b)
Initial notification /Amendment
INITIAL NOTIFICATION
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
HARGREAVES LANSDOWN PLC
b)
LEI
2138008ZCE93ZDSESG90
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
ORDINARY SHARES
GB00B1VZ0M25
b)
Nature of the transaction
GRANT OF OPTION UNDER sustained performance plan II
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| GBP£ Nil cost | 18,513 |
d)
Aggregated information
- Aggregated volume
- Price
18,513
Nil cost
e)
Date of the transaction
25 October 2021
f)
Place of the transaction
OUTSIDE A TRADING VENUE
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
| Number of shares subject to option | Vesting date | option price | Arrangement |
| 996 | 18/10/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 4,832 | 16/09/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 8,374 | 21/09/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 1,437 | 16/09/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 1,437 | 18/09/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 1,437 | 16/09/2024 | Nil Cost | Listing Rule 9.4.2 arrangement |
Buy-Out Awards
The nil-cost options were awarded to Robert Divall under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Robert Divall forfeited on leaving their previous employment.
The Remuneration Committee believes that the award fairly reflects the value of awards Robert Divall forfeited on leaving his previous employment in terms of value and timescale of vesting.
This announcement is made in accordance with the requirements of DTR 3.1.4.
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Shawn Gamble a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 30,184 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Shawn Gamble
2
Reason for the notification
a)
Position/status
PDMR
b)
Initial notification /Amendment
INITIAL NOTIFICATION
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
HARGREAVES LANSDOWN PLC
b)
LEI
2138008ZCE93ZDSESG90
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
ORDINARY SHARES
GB00B1VZ0M25
b)
Nature of the transaction
GRANT OF OPTION UNDER sustained performance plan II
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| GBP£ Nil cost | 30,184 |
d)
Aggregated information
- Aggregated volume
- Price
30,184
Nil cost
e)
Date of the transaction
25 October 2021
f)
Place of the transaction
OUTSIDE A TRADING VENUE
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
| Number of shares subject to option | Vesting date | option price | Arrangement |
| 2,760 | 30/09/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 2,418 | 30/09/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 2,418 | 30/09/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 2,418 | 02/10/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 1,152 | 30/09/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 834 | 30/09/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 834 | 30/09/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 834 | 02/10/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 9,220 | 10/03/2021 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 5,022 | 10/03/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 2,274 | 10/03/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
Buy-Out Awards
The nil-cost options were awarded to Shawn Gamble under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Shawn Gamble forfeited on leaving their previous employment.
The Remuneration Committee believes that the award fairly reflects the value of awards Shawn Gamble forfeited on leaving his previous employment in terms of value and timescale of vesting.
This announcement is made in accordance with the requirements of DTR 3.1.4.
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Claire Chapman a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 50,165 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Claire Chapman
2
Reason for the notification
a)
Position/status
PDMR
b)
Initial notification /Amendment
INITIAL NOTIFICATION
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
HARGREAVES LANSDOWN PLC
b)
LEI
2138008ZCE93ZDSESG90
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
ORDINARY SHARES
GB00B1VZ0M25
b)
Nature of the transaction
GRANT OF OPTION UNDER sustained performance plan II
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| GBP£ Nil cost | 50,165 |
d)
Aggregated information
- Aggregated volume
- Price
50,165
Nil cost
e)
Date of the transaction
25 October 2021
f)
Place of the transaction
OUTSIDE A TRADING VENUE
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
| Number of shares subject to option | Vesting date | option price | Arrangement |
| 12,680 | 21/03/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 6,234 | 18/04/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 6,234 | 16/04/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 8,339 | 11/05/2022 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 8,339 | 11/05/2023 | Nil Cost | Listing Rule 9.4.2 arrangement |
| 8,339 | 11/05/2024 | Nil Cost | Listing Rule 9.4.2 arrangement |
Buy-Out Awards
The nil-cost options were awarded to Claire Chapman under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Claire Chapman forfeited on leaving their previous employment.
The Remuneration Committee believes that the award fairly reflects the value of awards Claire Chapman forfeited on leaving his previous employment in terms of value and timescale of vesting.
This announcement is made in accordance with the requirements of DTR 3.1.4.
Claire Chapman
Company Secretary
Enquiries:
Danny Cox, Head of Communications:
07989 672 071
James Found, Head of Investor Relations:
07970 066 634
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
END
DSHDVLFLFBLXFBD