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HarborOne Bancorp, Inc. — Director's Dealing 2022
Mar 21, 2022
32694_dirs_2022-03-21_73ab0fae-4253-470b-b5c6-9f4dbba65f25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HarborOne Bancorp, Inc. (HONE)
CIK: 0001769617
Period of Report: 2022-03-18
Reporting Person: Blake James W. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-18 | Common Stock | M | 16438 | $9.79 | Acquired | 305278 | Direct |
| 2022-03-18 | Common Stock | M | 33562 | $8.98 | Acquired | 338840 | Direct |
| 2022-03-18 | Common Stock | S | 50000 | $14.3886 | Disposed | 288840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-18 | Stock Option (Right to Buy) | $9.79 | M | 16438 | Disposed | 2028-11-26 | Common Stock (16438) | Direct |
| 2022-03-18 | Stock Option (Right to Buy) | $8.98 | M | 33562 | Disposed | 2029-02-27 | Common Stock (33562) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2022.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.205 to 14.82, inclusive.
F3: The options vested in three annual installments on November 26, 2019, November 26, 2020 and November 26, 2021.
F4: The options vested in three annual installments on February 27, 2020, February 27, 2021 and February 27, 2022.