HarborOne Bancorp, Inc. — Director's Dealing 2019

Aug 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HarborOne Bancorp, Inc./NEW (HONE)
CIK: 0001769617
Period of Report: 2019-08-14

Reporting Person: Blake James W. (Director, CEO & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-14	Common Stock	J	222830	—	Acquired	222830	Direct
2019-08-14	Common Stock	A	30000	$10	Acquired	252830	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-14	Stock Option (Right to Buy)	$10.23	J	133219	Acquired	2027-08-15	Common Stock (133219)	Direct
2019-08-14	Stock Option (Right to Buy)	$9.79	J	133219	Acquired	2028-11-25	Common Stock (133219)	Direct
2019-08-14	Stock Option (Right to Buy)	$8.98	J	373004	Acquired	2029-02-26	Common Stock (373004)	Direct

Footnotes

F1: Pursuant to the Plan of Conversion of HarborOne Mutual Bancshares (the "MHC") each share of HarborOne Bancorp, Inc. was exchanged for 1.79543146 shares of common stock of a new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.).

F2: Includes 222,830 restricted stock awards that vest in three annual installments starting on August 16, 2018.

F3: Pursuant to the Plan of Conversion of the MHC, each option to purchase shares of common stock of HarborOne Bancorp, Inc. was converted into an option to purchase shares of common stock of new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.) by multiplying the number of shares subject to each option by the 1.79543146 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.79543146 exchange ratio.

F4: The options vest in three annual installments starting on August 16, 2018.

F5: The options vest in three annual installments starting on November 26, 2019.

F6: The options vest in three annual installments starting on February 27, 2020.