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HarborOne Bancorp, Inc. — Director's Dealing 2019
Aug 16, 2019
32694_dirs_2019-08-16_3d2daafc-1a79-49d8-89e1-d893de81fe6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HarborOne Bancorp, Inc./NEW (HONE)
CIK: 0001769617
Period of Report: 2019-08-14
Reporting Person: Lynch Timothy R. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-14 | Common Stock | J | 42282 | — | Acquired | 42282 | Direct |
| 2019-08-14 | Common Stock | A | 5000 | $10 | Acquired | 47282 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-14 | Stock Option (Right to Buy) | $10.23 | J | 83263 | Acquired | 2027-08-15 | Common Stock (83263) | Direct |
Footnotes
F1: Pursuant to the Plan of Conversion of HarborOne Mutual Bancshares (the "MHC") each share of HarborOne Bancorp, Inc. was exchanged for 1.79543146 shares of common stock of a new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.).
F2: Includes 33,305 in restricted stock awards that vest in three annual installments starting on August 16, 2018.
F3: Pursuant to the Plan of Conversion of the MHC, each option to purchase shares of common stock of HarborOne Bancorp, Inc. was converted into an option to purchase shares of common stock of new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.) by multiplying the number of shares subject to each option by the 1.79543146 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.79543146 exchange ratio.
F4: The options vest in three annual installments starting on August 16, 2018.