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HarborOne Bancorp, Inc. Director's Dealing 2019

Aug 16, 2019

32694_dirs_2019-08-16_3d2daafc-1a79-49d8-89e1-d893de81fe6e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HarborOne Bancorp, Inc./NEW (HONE)
CIK: 0001769617
Period of Report: 2019-08-14

Reporting Person: Lynch Timothy R. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-14 Common Stock J 42282 Acquired 42282 Direct
2019-08-14 Common Stock A 5000 $10 Acquired 47282 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-14 Stock Option (Right to Buy) $10.23 J 83263 Acquired 2027-08-15 Common Stock (83263) Direct

Footnotes

F1: Pursuant to the Plan of Conversion of HarborOne Mutual Bancshares (the "MHC") each share of HarborOne Bancorp, Inc. was exchanged for 1.79543146 shares of common stock of a new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.).

F2: Includes 33,305 in restricted stock awards that vest in three annual installments starting on August 16, 2018.

F3: Pursuant to the Plan of Conversion of the MHC, each option to purchase shares of common stock of HarborOne Bancorp, Inc. was converted into an option to purchase shares of common stock of new Massachusetts corporation also named HarborOne Bancorp, Inc. (formerly HarborOne NorthEast Bancorp, Inc.) by multiplying the number of shares subject to each option by the 1.79543146 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.79543146 exchange ratio.

F4: The options vest in three annual installments starting on August 16, 2018.