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HANSEN TECHNOLOGIES LIMITED — Major Shareholding Notification 2019
Oct 9, 2019
65073_rns_2019-10-09_0f0824e0-3190-424f-993a-93a50a04f05d.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of Change of Interests of Substantial Holder
To: HANSEN TECHNOLOGIES LIMITED ACN/ARSN:
1. Details of substantial holder (1)
Name: FMR LLC and the entities listed in Annexure A ("FMR") ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated
07 October 2019 21 August 2019 21 August 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Securities (4) | Person’s votes | Voting Power (5) | Person’s votes | Voting Power (5) |
| COMMON | 17,786,704 | 9.00% | 19,797,381 | 10.00% |
| STOCK |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person | Nature of | Consideratio | Class and | Person’s votes |
|---|---|---|---|---|---|
| Change | whose | change (6) | n given in | number of | affected |
| relevant | relation to |
securities | |||
| interest | change (7) | affected | |||
| changed | |||||
| AUD | COMMON | COMMON | |||
| STOCK | STOCK | ||||
| 8/20/2019 | FMR | SELL | 3.9922 | 25,000 | 25,000 |
| 8/20/2019 | FMR | SELL | 3.9922 | 1,400 | 1,400 |
| 8/20/2019 | FMR | TRANSITION IN | 3.9900 | 47,600 | 47,600 |
| 8/21/2019 | FMR | SELL | 3.9596 | 25,000 | 25,000 |
| 8/21/2019 | FMR | SELL | 3.9596 | 1,400 | 1,400 |
| 8/22/2019 | FMR | SELL | 4.0140 | 25,000 | 25,000 |
| 8/22/2019 | FMR | SELL | 4.0140 | 1,400 | 1,400 |
| 8/23/2019 | FMR | SELL | 3.7357 | 25,000 | 25,000 |
|---|---|---|---|---|---|
| 8/23/2019 | FMR | SELL | 3.7357 | 1,400 | 1,400 |
| 8/23/2019 | FMR | BUY | 3.8192 | 36,843 | 36,843 |
| 8/26/2019 | FMR | SELL | 3.5693 | 3,800 | 3,800 |
| 8/26/2019 | FMR | BUY | 3.5656 | 192,713 | 192,713 |
| 8/27/2019 | FMR | BUY | 3.6287 | 27,215 | 27,215 |
| 8/27/2019 | FMR | BUY | 3.5981 | 175,954 | 175,954 |
| 8/28/2019 | FMR | BUY | 3.5095 | 85,093 | 85,093 |
| 8/29/2019 | FMR | BUY | 3.4190 | 97,980 | 97,980 |
| 9/4/2019 | FMR | BUY | 3.3620 | 124,701 | 124,701 |
| 9/4/2019 | FMR | BUY | 3.3650 | 413,384 | 413,384 |
| 9/6/2019 | FMR | BUY | 3.3894 | 1,000 | 1,000 |
| 9/10/2019 | FMR | SELL | 3.3223 | 2,895 | 2,895 |
| 9/13/2019 | FMR | BUY | 3.2850 | 98,994 | 98,994 |
| 9/16/2019 | FMR | BUY | 3.2328 | 12,714 | 12,714 |
| 9/16/2019 | FMR | BUY | 3.2350 | 88,790 | 88,790 |
| 9/17/2019 | FMR | BUY | 3.1950 | 103,720 | 103,720 |
| 9/19/2019 | FMR | BUY | 3.3822 | 72,924 | 72,924 |
| 9/20/2019 | FMR | BUY | 3.4733 | 40,000 | 40,000 |
| 9/25/2019 | FMR | BUY | 3.5263 | 2,100 | 2,100 |
| 9/25/2019 | FMR | BUY | 3.5117 | 2,100 | 2,100 |
| 9/25/2019 | FMR | BUY | 3.5117 | 2,100 | 2,100 |
| 9/25/2019 | FMR | BUY | 3.5117 | 2,100 | 2,100 |
| 9/25/2019 | FMR | BUY | 3.4066 | 2,200 | 2,200 |
| 9/25/2019 | FMR | BUY | 3.4066 | 2,200 | 2,200 |
| 9/25/2019 | FMR | BUY | 3.4066 | 2,200 | 2,200 |
| 9/25/2019 | FMR | BUY | 3.5263 | 2,600 | 2,600 |
| 9/25/2019 | FMR | BUY | 3.5263 | 3,100 | 3,100 |
| 9/25/2019 | FMR | BUY | 3.5117 | 3,309 | 3,309 |
| 9/25/2019 | FMR | BUY | 3.4066 | 8,400 | 8,400 |
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
47 | 47 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
|---|---|---|---|---|---|
| 9/26/2019 | FMR | 3.3300 |
70 | 70 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
308 | 308 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
716 | 716 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,159 | 1,159 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,343 | 1,343 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,522 | 1,522 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,537 | 1,537 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,566 | 1,566 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,626 | 1,626 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,783 | 1,783 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
1,974 | 1,974 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
2,185 | 2,185 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
2,338 | 2,338 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
2,389 | 2,389 | |
| RE-INVESTMENT | |||||
| 9/26/2019 | FMR | BUY | 3.5902 | 2,800 | 2,800 |
| 9/26/2019 | FMR | BUY | 3.6056 | 4,900 | 4,900 |
| 9/26/2019 | FMR | BUY | 3.6056 | 7,400 | 7,400 |
| 9/26/2019 | FMR | BUY | 3.5902 | 7,700 | 7,700 |
| 9/26/2019 | FMR | BUY | 3.5902 | 8,500 | 8,500 |
| 9/26/2019 | FMR | BUY | 3.6056 | 8,700 | 8,700 |
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
11,151 | 11,151 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
17,769 | 17,769 | |
| RE-INVESTMENT | |||||
| DIVIDEND | |||||
|---|---|---|---|---|---|
| 9/26/2019 | FMR | 3.3300 |
35,692 | 35,692 | |
| RE-INVESTMENT | |||||
| 9/26/2019 | FMR | BUY | 3.5902 | 41,736 | 41,736 |
| DIVIDEND | |||||
| 9/26/2019 | FMR | 3.3300 |
42,400 | 42,400 | |
| RE-INVESTMENT | |||||
| 9/27/2019 | FMR | BUY | 3.6728 | 2,300 | 2,300 |
| 9/27/2019 | FMR | BUY | 3.6733 | 4,200 | 4,200 |
| 9/27/2019 | FMR | BUY | 3.6733 | 6,300 | 6,300 |
| 9/27/2019 | FMR | BUY | 3.6728 | 6,500 | 6,500 |
| 9/27/2019 | FMR | BUY | 3.6728 | 7,200 | 7,200 |
| 9/27/2019 | FMR | BUY | 3.6733 | 7,500 | 7,500 |
| 9/27/2019 | FMR | BUY | 3.6728 | 35,000 | 35,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 2,000 | 2,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 2,000 | 2,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 2,000 | 2,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 2,000 | 2,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 2,000 | 2,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 2,000 | 2,000 |
| 9/30/2019 | FMR | BUY | 3.7694 | 5,880 | 5,880 |
| 10/1/2019 | FMR | BUY | 3.7387 | 2,000 | 2,000 |
| 10/1/2019 | FMR | BUY | 3.7387 | 3,748 | 3,748 |
| 10/1/2019 | FMR | BUY | 3.7387 | 5,600 | 5,600 |
| 10/1/2019 | FMR | BUY | 3.7387 | 5,600 | 5,600 |
| 10/1/2019 | FMR | BUY | 3.7387 | 6,200 | 6,200 |
| 10/1/2019 | FMR | BUY | 3.7387 | 6,600 | 6,600 |
| 10/1/2019 | FMR | BUY | 3.7387 | 30,600 | 30,600 |
| 10/2/2019 | FMR | BUY | 3.6702 | 323 | 323 |
| 10/2/2019 | FMR | BUY | 3.6702 | 2,100 | 2,100 |
| 10/2/2019 | FMR | BUY | 3.6702 | 2,100 | 2,100 |
| 10/2/2019 | FMR | BUY | 3.6702 | 2,100 | 2,100 |
| 10/2/2019 | FMR | BUY | 3.6702 | 2,200 | 2,200 |
| 10/2/2019 | FMR | BUY | 3.6702 | 2,315 | 2,315 |
| 10/2/2019 | FMR | BUY | 3.6702 | 10,900 | 10,900 |
| 10/3/2019 | FMR | BUY | 3.5677 | 2,100 | 2,100 |
|---|---|---|---|---|---|
| 10/3/2019 | FMR | BUY | 3.5677 | 2,900 | 2,900 |
| 10/3/2019 | FMR | BUY | 3.5677 | 2,900 | 2,900 |
| 10/3/2019 | FMR | BUY | 3.5677 | 3,200 | 3,200 |
| 10/3/2019 | FMR | BUY | 3.5677 | 3,400 | 3,400 |
| 10/3/2019 | FMR | BUY | 3.5677 | 15,793 | 15,793 |
| 10/4/2019 | FMR | BUY | 3.5483 | 565 | 565 |
| 10/4/2019 | FMR | BUY | 3.5483 | 3,260 | 3,260 |
| 10/4/2019 | FMR | BUY | 3.5483 | 4,900 | 4,900 |
| 10/4/2019 | FMR | BUY | 3.5483 | 4,900 | 4,900 |
| 10/4/2019 | FMR | BUY | 3.5483 | 5,700 | 5,700 |
| 10/4/2019 | FMR | BUY | 3.5483 | 26,600 | 26,600 |
| 10/7/2019 | FMR | BUY | 3.5877 | 2,100 | 2,100 |
| 10/7/2019 | FMR | BUY | 3.5877 | 2,100 | 2,100 |
| 10/7/2019 | FMR | BUY | 3.5877 | 2,100 | 2,100 |
| 10/7/2019 | FMR | BUY | 3.5877 | 9,843 | 9,843 |
| Total Buys | 1,947,797 | 1,947,797 | |||
| Total Sells | (112,295) | (112,295) | |||
| Total Transition | |||||
| In | 47,600 | 47,600 | |||
| Total Dividend | |||||
| Re-Investment | 127,575 | 127,575 | |||
| Total Movement | 2,010,677 |
2,010,677 |
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Refer to Annexure A
5. Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association N/A
6. Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
==> picture [107 x 45] intentionally omitted <==
Sign Here ______
Dated: 09 October 2019 Jen Li
Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FMR LLC
Annexure A
| Investment Manager | Address | Custodian | Nature of Relevant Interest | Sum of Numerator Shares | |
|---|---|---|---|---|---|
| FIAM LLC | 900 Salem Street, | BANK OF NEW YORK | |||
| 269,429 | |||||
| Smithfield, RI 02917 | MELLON | ||||
| United States | BROWN BROTHERS | ||||
| 259,255 | |||||
| HARRIMAN AND CO | |||||
| NORTHERN TRUST CO | |||||
| 179,240 | |||||
| (C) | |||||
| STATE STREET BANK | |||||
| 564,594 | |||||
| AND TR CO | |||||
| FIDELITY | Floor 19, 41 | ||||
| MANAGEMENT & | Connaught Road | ||||
| JPMORGAN CHASE BANK | 2,942,633 | ||||
| RESEARCH (HONG | Central, Hong Kong | ||||
| KONG)LIMITED | |||||
| FIDELITY | 4-1-17 Kamiya-cho | JPMORGAN CHASE BANK | 14,286 | ||
| MANAGEMENT & | Prime Place, | ||||
| RESEARCH (JAPAN) | Toranomon, | NORTHERN TRUST CO | |||
| 5,053,027 | |||||
| LIMITED | Minatoku, Tokyo | (C) | Investment Discretion / | ||
| 105-0001 Japan | Voting Power | ||||
| FMR CO., INC | 245 Summer Street, | BANK OF NEW YORK | |||
| 77,149 | |||||
| Boston, MA 02210 | MELLON | ||||
| United States | BROWN BROTHERS | ||||
| 1,158,824 | |||||
| HARRIMAN AND CO | |||||
| STATE STREET BANK | |||||
| 6,525,876 | |||||
| AND TR CO | |||||
| Fidelity Institutional | 900 Salem Street, | BANK OF NEW YORK | |||
| 301,775 | |||||
| Asset Management | Smithfield, RI 02917 | MELLON | |||
| Trust Company | United States | BROWN BROTHERS | |||
| 1,437,010 | |||||
| HARRIMAN AND CO | |||||
| JPMORGAN CHASE BANK | 170,479 | ||||
| NORTHERN TRUST CO | |||||
| 129,881 | |||||
| (C) | |||||
| STATE STREET BANK | |||||
| 713,923 | |||||
| AND TR CO | |||||
| Grand Total | 19,797,381 |