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Hansa Biopharma Major Shareholding Notification 2018

Oct 5, 2018

3057_iss_2018-10-05_6f44e68f-9f68-4547-8285-6cd126ea564c.pdf

Major Shareholding Notification

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Issuer Hansa Biopharma AB

Holder

OppenheimerFunds, Inc

Instrument

Instrument Ordinary Shares SE0002148817
Before the transaction
Shares 1,865,379
Voting rights 1,865,379
Transaction
Reason for major shareholding notification Buy
Date 01/10/2018
Limit for number of shares 5 %
Limit for number of votes 5 %
After the transaction
Quantity
Shares 1,960,537
Directly held voting rights 0
Indirectly held voting rights 1,960,537
Percentage
Directly held shares 5.1413 %
Directly held voting rights 0 %
Indirectly held voting rights 5.1413 %

Resulting distribution of total holdings

Percentage of voting
rights:
Number of underlying
shares:
Shares 5.1413 % 1,960,537
Instruments - FITA Ch. 4, section 2, first
paragraph, line 2
Instruments - FITA Ch. 4, section 2,
first paragraph, line 3
- Physically settled
- Cash settled
Total 5.1413 % 1,960,537

Chain of controlling companies

Voting rights % Voting rights Company
1,588,103 4.16463 Oppenheimer Global Opportunities Fund
369,363 0.96861 Oppenheimer International Small-Mid Company Fund
3,071 0.00805 OFIGTC International Small-Mid Cap Fund

Group total holdings

Voting rights 1,960,537 Percentage of voting rights 5.1413

Published

05/10/2018 11:00
Contact
Name Stephen Volpe
Phone +1 212 323 4858 Email [email protected]

[email protected] Tfn 08-408 980 37 Fax 08-24 39 25