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HANMI FINANCIAL CORP — Director's Dealing 2024
Nov 8, 2024
32463_dirs_2024-11-08_3d420236-08c2-42b2-93b7-f2ce808c237f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2024-11-06
Reporting Person: SANTAROSA ROMOLO (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-06 | Common Stock | M | 25000 | $23.31 | Acquired | 88126 | Direct |
| 2024-11-06 | Common Stock | S | 25000 | $25.7495 | Disposed | 63126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-06 | Stock Options | $23.31 | M | 25000 | Disposed | 2025-06-08 | Common Stock (25000) | Direct |
Footnotes
F1: Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.