HANMI FINANCIAL CORP — Director's Dealing 2020

Feb 18, 2020

SEC Form 3/A — Form 3/A

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2020-01-22

Reporting Person: Kim Anthony I. (Chief Banking Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19302	Direct
Common Stock Grant	1868	Direct
Common Stock Grant	6000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options for Common Stock	$22.25	2024-04-23	Common Stock (15000)		Direct

Footnotes

F1: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over two years from the grant date, May 23, 2019.

F2: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, June 3, 2019.

F3: Options for common stock issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, April 23, 2014.