HANMI FINANCIAL CORP — Director's Dealing 2020

Mar 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2017-06-22

Reporting Person: Fuhr Matthew (Chief Credit Administration)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-22	Common Stock	F	566	$27.65	Disposed	21366	Direct
2018-03-16	Common Stock	F	508	$32.00	Disposed	20828	Direct
2018-03-27	Common Stock	F	1029	$30.20	Disposed	19799	Direct
2018-06-22	Common Stock	F	516	$29.80	Disposed	19283	Direct
2019-03-18	Common Stock	F	621	$22.06	Disposed	18662	Direct
2019-03-23	Common Stock	A	3035	$0.00	Acquired	21697	Direct
2019-03-27	Common Stock	F	1073	$21.01	Disposed	20624	Direct
2019-03-29	Common Stock	F	302	$21.27	Disposed	20322	Direct

Footnotes

F1: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, June 22, 2015.

F2: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 16, 2016.

F3: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 27, 2017.

F4: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 29, 2018.

F5: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over two years from the date of grant, March 23, 2019.