HANMI FINANCIAL CORP — Director's Dealing 2020

Mar 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2016-08-01

Reporting Person: Park Min S (Chief Credit Risk Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-01	Common Stock	F	566	$24.38	Disposed	15779	Direct
2017-03-23	Common Stock	F	1109	$29.20	Disposed	14670	Direct
2017-08-01	Common Stock	F	566	$28.65	Disposed	14104	Direct
2018-03-23	Common Stock	F	1010	$29.70	Disposed	13094	Direct
2019-03-23	Common Stock	F	1241	$20.06	Disposed	11853	Direct
2019-03-23	Common Stock	A	1868	$0.00	Acquired	13721	Direct
2019-03-29	Common Stock	F	207	$21.27	Disposed	13514	Direct
2019-10-01	Common Stock	A	17	$0.00	Acquired	13531	Direct

Footnotes

F1: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, August 1, 2014.

F2: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 23, 2016.

F3: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 29, 2018.

F4: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over two years from the date of grant, March 23, 2019.

F5: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 23, 2019.