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HANMI FINANCIAL CORP Director's Dealing 2017

Apr 4, 2017

32463_dirs_2017-04-03_1b8c91a6-b062-409e-98cd-c843e685d941.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2017-03-30

Reporting Person: LEE BONITA (SEVP & Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-30 Common Stock D 3918 $31.00 Disposed 35707 Direct

Footnotes

F1: Pursuant to the approval of the Compensation and Human Resources Committee on March 30, 2017, the reporting person surrendered these shares to the issuer and the issuer applied $31 per share (the closing price in respect of shares of the issuer's common stock on the Nasdaq Stock Market on that date) as withholding against the reporting person's tax obligations arising from her previously reported award of shares on March 22, 2017.