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HANMI FINANCIAL CORP Director's Dealing 2016

Apr 22, 2016

32463_dirs_2016-04-22_b7e143de-b862-4cfc-abca-05724b80eec8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2016-04-22

Reporting Person: HALL JOHN ALAN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-22 Common Stock X 2500 $10.80 Acquired 18175 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-22 Stock Option $10.80 X 2500 Disposed 2019-04-08 Stock Option (2500) Direct

Footnotes

F1: Stock options issued under the 2007 Plan on April 8, 2009, vesting ratably over five years.