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HANMI FINANCIAL CORP Director's Dealing 2016

Jun 22, 2016

32463_dirs_2016-06-22_c5c5a672-2271-442f-a86d-62b2ad0f9955.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2016-06-22

Reporting Person: HALL JOHN ALAN (Director Emeritus (05/25/16))

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-22 Common Stock X 8000 $12.54 Acquired 26175 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-22 Stock Options $12.54 X 8000 Disposed 2022-12-12 Stock Options (8000) Direct

Footnotes

F1: Stock options issued under the 2007 Plan on December 12, 2012, with 25% vesting immediately and 25% on each of the next three anniversary dates.