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HANMI FINANCIAL CORP Director's Dealing 2015

Jun 12, 2015

32463_dirs_2015-06-12_06dc144c-1b27-4b4c-b1d7-d9bf59ca4636.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2015-06-08

Reporting Person: SANTAROSA ROMOLO (SEVP, Corp. Finance & Strategy)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Direct
Common Stock Grant 12500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option for Common Stock $23.31 2025-06-08 Option for Common Stock (25000) Direct

Footnotes

F1: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, June 8, 2015.

F2: Option for common stock issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, June 8, 2015.