HANMI FINANCIAL CORP — Director's Dealing 2015

Oct 9, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2015-10-09

Reporting Person: Kim Greg D (Chief Administrative Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14892	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option for Common Stock	$144.00	2016-04-19	Option for Common Stock (1250)		Direct
Option for Common Stock	$10.80	2019-04-08	Option for Common Stock (1000)		Direct
Option for Common Stock	$12.54	2022-12-12	Option for Common Stock (5500)		Direct
Option for Common Stock	$16.43	2023-08-28	Option for Common Stock (25000)		Direct

Footnotes

F1: Includes 3,334 common stock grants that are scheduled to vest on August 28, 2016.

F2: The option vested 20% one year from the grant date of 4/19/2006, and the remaining fully vested at the end of each four-year period through 4/19/2011.

F3: The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014.

F4: The option vested 25% immediately on the grant date of 12/12/2012, and an additional 25% vested at the end of each two-year period through 12/12/2014. The remaining 25% will vest on 12/12/2015.

F5: The option vested 33.3% one year from the grant date of 8/23/2013, and an aditional 33.3% vested on 8/28/2015. The remaining 33.4% will vest on 8/28/2016.