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HANMI FINANCIAL CORP Director's Dealing 2014

Jun 24, 2014

32463_dirs_2014-06-23_de872d42-d6ce-4261-96bb-7cdf9cdffea6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2014-06-20

Reporting Person: RHO JOSEPH K (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-20 Common Stock X 2500 $10.80 Acquired 367466 Direct
2014-06-20 Common Stock X 7500 $12.54 Acquired 374966 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-20 Stock Option $10.80 X 2500 Disposed 2019-04-08 Stock Option (2500) Direct
2014-06-20 Stock Option $12.54 X 7500 Disposed 2022-12-12 Stock Option (7500) Direct