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HANMI FINANCIAL CORP Director's Dealing 2014

Nov 21, 2014

32463_dirs_2014-11-21_b469773e-0c7f-4f1d-b49a-439674dd0030.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2014-11-12

Reporting Person: McCall Michael (Chief Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock Grant 12500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option for Common Stock $20.56 2024-09-18 Option for Common Stock (25000) Direct

Footnotes

F1: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, September 18, 2014.

F2: Option for common stock issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, September 18, 2014.