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HANMI FINANCIAL CORP — Director's Dealing 2013
Aug 31, 2013
32463_dirs_2013-08-30_00198ed2-4486-42c7-8b1f-d6392239e2c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2013-08-28
Reporting Person: LEE BONITA (SEVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-28 | Common Stock Grant | A | 15000 | $0.00 | Acquired | 29000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-28 | Option for Common Stock | $16.43 | A | 50000 | Acquired | 2023-08-23 | Option for Common Stock (50000) | Direct |
Footnotes
F1: Stock grant issued under the 2013 Equity Compensation Plan and will vest ratably in equal installments over three years.
F2: Stock option issued under the 2013 Equity Compensation Plan and will vest ratably in equal installments over three years.
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