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HANMI FINANCIAL CORP — Director's Dealing 2011
Jun 8, 2011
32463_dirs_2011-06-08_1100a7a5-debb-421b-828d-2c6f14e234bc.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2010-07-21
Reporting Person: HALL JOHN ALAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-21 | common stock | P | 6000 | $1.20 | Acquired | 21000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.35 | 2019-04-07 | common stock (20000) | 20000 | Direct |
Footnotes
F1: X was incorrect since it was a private purchase of non-derivative security.
F2: 9,000 was incorrect. Instead, 6,000 was purchased.
F3: The original number of 9,000 was incorrect. This includes 6,000 common stock purchased by rights offering and 15,000 restricted stock bonus award granted on April 8, 2009 which vests over 5 years.
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