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HANMI FINANCIAL CORP — Director's Dealing 2010
Jun 15, 2010
32463_dirs_2010-06-14_339490a3-af86-4eba-9693-d5dfadad1cd5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2010-06-07
Reporting Person: Yoo Jay S (CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-07 | Common Stock Grant | M | 10000 | $1.35 | Acquired | 30000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.35 | 2014-04-08 | Common Stock (40000) | 40000 | Direct |
| Stock Option | $5.66 | 2018-06-23 | Common Stock (70000) | 70000 | Direct |
Footnotes
F1: A stock bonus award with vesting over five years from the grant date, April 8, 2009.
F2: The incorrect number was originally filed.
F3: 20% of stock options will be vested on each anniversary date for the next five years.
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