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HANMI FINANCIAL CORP — Director's Dealing 2010
Aug 7, 2010
32463_dirs_2010-08-06_388e95cb-2fbb-4f7d-ba0d-7bce277e6376.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2010-07-21
Reporting Person: KIM SEON HONG (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-21 | common stock | X | 111862 | $1.20 | Acquired | 238724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-21 | Subscription Rights | $1.20 | X | 111862 | Disposed | 2010-07-06 | common stock (0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.35 | 2019-04-07 | common stock (20000) | 20000 | Direct |
Footnotes
F1: This total includes 15,000 shares of stock bonus award granted on April 8, 2009 which vests five years.
F2: 20% of stock option will be vested on each anniversary date for the next five years.
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