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HANMI FINANCIAL CORP — Director's Dealing 2010
Aug 7, 2010
32463_dirs_2010-08-06_dbbfb4ab-d267-4a97-8b68-62d8058683e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2010-07-21
Reporting Person: LEE JOON HYUNG (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-21 | common stock | X | 1560052 | $1.20 | Acquired | 2720105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-21 | Subscription Rights | $1.20 | X | 1560052 | Disposed | 2010-07-06 | common stock (1560052) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.35 | 2019-04-07 | common stock (16000) | 0 | Direct |
| Stock Option | $21.63 | 2016-11-14 | common stock (24000) | 0 | Direct |
| Stock Option | $14.25 | 2011-09-19 | common stock (36624) | 0 | Direct |
Footnotes
F1: This total includes 15,000 stock bonus award granted on April 8, 2009 which vests over 5 years.
F2: 20% of stock option will be vested on each anniversary date for the next five years.
F3: 33.33% of stock option will be vested on each anniversary date for the next three years.
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