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Hanesbrands Inc. — Director's Dealing 2020
Oct 16, 2020
31566_dirs_2020-10-16_7c7700b1-b841-417f-8a79-eb17c923e2e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hanesbrands Inc. (HBI)
CIK: 0001359841
Period of Report: 2020-10-14
Reporting Person: Upchurch W Howard Jr (Group President, IW Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-14 | Common Stock | M | 36036 | $6.79 | Acquired | 544057 | Direct |
| 2020-10-14 | Common Stock | S | 71147 | $17.06 | Disposed | 472910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-14 | Employee Stock Option (right to buy) | $6.79 | M | 36036 | Disposed | 2020-12-06 | Common Stock (36036.0) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2020.
F2: This option was previously reported as covering 9,009 shares at an exercise price of $27.16 per share, but was adjusted to reflect a 4-for-1 stock split that occurred on March 3, 2015.
F3: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.165. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, Hanesbrands Inc. or any security holder of Hanesbrands Inc. full information regarding the number of shares sold at each separate price.
F4: The options vest in three installments of 33% on December 6, 2011, 33% on December 6, 2012, and 34% on December 6, 2013.