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Hamilton Lane INC — Director's Dealing 2023
Mar 16, 2023
30753_dirs_2023-03-16_abab15ff-8444-4459-9dc5-0e4c58944b48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hamilton Lane INC (HLNE)
CIK: 0001433642
Period of Report: 2023-03-14
Reporting Person: Gavalis Lydia (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-14 | Class A Common Stock | F | 631 | $64.76 | Disposed | 29300 | Direct |
| 2023-03-14 | Class A Common Stock | A | 2548 | — | Acquired | 31848 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock | $ | Class A Common Stock (6522.0) | 6522 | Direct |
Footnotes
F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards.
F2: Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments.
F3: Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.