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Hamilton Lane INC — Director's Dealing 2017
Mar 16, 2017
30753_dirs_2017-03-16_4a3e54fc-7be3-43e1-9a40-aa93040b13c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hamilton Lane INC (HLNE)
CIK: 0001433642
Period of Report: 2017-03-14
Reporting Person: Delgado-Moreira Juan (Managing Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Restricted Class A Common Stock | A | 19580 | — | Acquired | 1648413 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1553765 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.34 | 2017-06-01 | Class A Common Stock (233495.0) | 233495 | Direct |
Footnotes
F1: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments.
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