Hamilton Beach Brands Holding Co — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hamilton Beach Brands Holding Co (HBB)
CIK: 0001709164
Period of Report: 2021-01-22

Reporting Person: RANKIN CHLOE O (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-22	Class A Common Stock	P	667	$11.534	Acquired	1889	Indirect
2021-01-22	Class A Common Stock	P	667	$11.534	Acquired	1889	Indirect
2021-01-22	Class A Common Stock	P	667	$11.534	Acquired	1889	Indirect
2021-01-22	Class A Common Stock	P	2192	$11.534	Acquired	4081	Indirect
2021-01-22	Class A Common Stock	P	2192	$11.534	Acquired	4081	Indirect
2021-01-22	Class A Common Stock	P	2192	$11.534	Acquired	4081	Indirect
2021-01-22	Class A Common Stock	P	5968	$11.534	Acquired	10049	Indirect
2021-01-22	Class A Common Stock	P	5968	$11.534	Acquired	10049	Indirect
2021-01-22	Class A Common Stock	P	5968	$11.534	Acquired	10049	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-22	Class B Common Stock	$	P	667	Acquired		Class A Common Stock (667)	Indirect
2021-01-22	Class B Common Stock	$	P	667	Acquired		Class A Common Stock (667)	Indirect
2021-01-22	Class B Common Stock	$	P	667	Acquired		Class A Common Stock (667)	Indirect
2021-01-22	Class B Common Stock	$	P	2192	Acquired		Class A Common Stock (2192)	Indirect
2021-01-22	Class B Common Stock	$	P	2192	Acquired		Class A Common Stock (2192)	Indirect
2021-01-22	Class B Common Stock	$	P	2192	Acquired		Class A Common Stock (2192)	Indirect
2021-01-22	Class B Common Stock	$	P	5967	Acquired		Class A Common Stock (5967)	Indirect
2021-01-22	Class B Common Stock	$	P	5967	Acquired		Class A Common Stock (5967)	Indirect
2021-01-22	Class B Common Stock	$	P	5967	Acquired		Class A Common Stock (5967)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	50000	Indirect
Class A Common Stock	84474	Indirect
Class A Common Stock	1978	Indirect
Class A Common Stock	2360	Indirect
Class A Common Stock	123080	Indirect
Class A Common Stock	9430	Indirect
Class A Common Stock	9430	Indirect
Class A Common Stock	9430	Indirect
Class A Common Stock	2000	Indirect
Class A Common Stock	25	Indirect
Class A Common Stock	18312	Indirect
Class A Common Stock	32571	Indirect
Class A Common Stock	582	Indirect
Class A Common Stock	1975	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (50000)	50000	Indirect
Class B Common Stock	$		Class A Common Stock (84474)	84474	Indirect
Class B Common Stock	$		Class A Common Stock (1978)	1978	Indirect
Class B Common Stock	$		Class A Common Stock (2360)	2360	Indirect
Class B Common Stock	$		Class A Common Stock (123080)	123080	Indirect
Class B Common Stock	$		Class A Common Stock (9430)	9430	Indirect
Class B Common Stock	$		Class A Common Stock (9430)	9430	Indirect
Class B Common Stock	$		Class A Common Stock (9430)	9430	Indirect
Class B Common Stock	$		Class A Common Stock (2000)	2000	Indirect
Class B Common Stock	$		Class A Common Stock (25)	25	Indirect
Class B Common Stock	$		Class A Common Stock (18312)	18312	Indirect
Class B Common Stock	$		Class A Common Stock (32571)	32571	Indirect
Class B Common Stock	$		Class A Common Stock (582)	582	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: Reporting Person disclaims beneficial ownership of all such shares.

F5: N/A