Hamilton Beach Brands Holding Co — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hamilton Beach Brands Holding Co (HBB)
CIK: 0001709164
Period of Report: 2021-01-22

Reporting Person: RANKIN ALFRED M ET AL (Director, Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-22	Class A Common Stock	S	6677	$11.534	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	21916	$11.534	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	59675	$11.534	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	1404	$11.534	Disposed	0	Indirect
2021-01-22	Class A Common Stock	S	12322	$11.534	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-22	Class B Common Stock	$	S	6677	Disposed		Class A Common Stock (6677)	Indirect
2021-01-22	Class B Common Stock	$	S	21916	Disposed		Class A Common Stock (21916)	Indirect
2021-01-22	Class B Common Stock	$	S	59675	Disposed		Class A Common Stock (59675)	Indirect
2021-01-22	Class B Common Stock	$	S	12322	Disposed		Class A Common Stock (12322)	Indirect
2021-01-22	Class B Common Stock	$	S	1404	Disposed		Class A Common Stock (1404)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	14160	Indirect
Class A Common Stock	2000	Indirect
Class A Common Stock	25	Indirect
Class A Common Stock	0	Indirect
Class A Common Stock	1975	Indirect
Class A Common Stock	9431	Indirect
Class A Common Stock	9431	Indirect
Class A Common Stock	386310	Indirect
Class A Common Stock	14313	Indirect
Class A Common Stock	34936	Indirect
Class A Common Stock	9600	Indirect
Class A Common Stock	18625	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (14160)	14160	Indirect
Class B Common Stock	$		Class A Common Stock (25)	25	Indirect
Class B Common Stock	$		Class A Common Stock (2000)	2000	Indirect
Class B Common Stock	$		Class A Common Stock (0)	0	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect
Class B Common Stock	$		Class A Common Stock (9431)	9431	Indirect
Class B Common Stock	$		Class A Common Stock (9431)	9431	Indirect
Class B Common Stock	$		Class A Common Stock (14313)	14313	Indirect
Class B Common Stock	$		Class A Common Stock (344853)	344853	Indirect
Class B Common Stock	$		Class A Common Stock (34936)	34936	Indirect
Class B Common Stock	$		Class A Common Stock (9600)	9600	Indirect
Class B Common Stock	$		Class A Common Stock (18625)	18625	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F5: Reporting Person serves as the Trustee for the Trust.

F6: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F7: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F8: N/A