Hamilton Beach Brands Holding Co — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hamilton Beach Brands Holding Co (HBB)
CIK: 0001709164
Period of Report: 2021-01-22

Reporting Person: BUTLER HELEN RANKIN (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-22	Class A Common Stock	P	6161	$11.534	Acquired	26161	Indirect
2021-01-22	Class A Common Stock	P	702	$11.534	Acquired	42529	Indirect
2021-01-22	Class A Common Stock	P	668	$11.534	Acquired	668	Indirect
2021-01-22	Class A Common Stock	P	2191	$11.534	Acquired	2859	Indirect
2021-01-22	Class A Common Stock	P	5968	$11.534	Acquired	8827	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-22	Class B Common Stock	$	P	6161	Acquired		Class A Common Stock (6161)	Indirect
2021-01-22	Class B Common Stock	$	P	702	Acquired		Class A Common Stock (702)	Indirect
2021-01-22	Class B Common Stock	$	P	668	Acquired		Class A Common Stock (668)	Indirect
2021-01-22	Class B Common Stock	$	P	2191	Acquired		Class A Common Stock (2191)	Indirect
2021-01-22	Class B Common Stock	$	P	5967	Acquired		Class A Common Stock (5967)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	9052	Indirect
Class A Common Stock	9208	Indirect
Class A Common Stock	77289	Indirect
Class A Common Stock	4083	Indirect
Class A Common Stock	3927	Indirect
Class A Common Stock	79916	Indirect
Class A Common Stock	2800	Indirect
Class A Common Stock	0	Indirect
Class A Common Stock	4054	Indirect
Class A Common Stock	4055	Indirect
Class A Common Stock	0	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (9208)	9208	Indirect
Class B Common Stock	$		Class A Common Stock (9052)	9052	Indirect
Class B Common Stock	$		Class A Common Stock (77289)	77289	Indirect
Class B Common Stock	$		Class A Common Stock (3927)	3927	Indirect
Class B Common Stock	$		Class A Common Stock (4083)	4083	Indirect
Class B Common Stock	$		Class A Common Stock (63638)	63638	Indirect
Class B Common Stock	$		Class A Common Stock (2800)	2800	Indirect
Class B Common Stock	$		Class A Common Stock (0)	0	Indirect
Class B Common Stock	$		Class A Common Stock (4054)	4054	Indirect
Class B Common Stock	$		Class A Common Stock (4055)	4055	Indirect
Class B Common Stock	$		Class A Common Stock (0)	0	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F2: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F3: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F4: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F5: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

F6: Reporting Person disclaims beneficial ownership of all such shares.

F7: N/A