Hamilton Beach Brands Holding Co — Director's Dealing 2021

Jul 2, 2021

SEC Form 4/A — Form 4/A

Issuer: Hamilton Beach Brands Holding Co (HBB)
CIK: 0001709164
Period of Report: 2021-01-22

Reporting Person: RANKIN ALISON A (Member of a Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-22	Class A Common Stock	P	668	$11.534	Acquired	10048	Indirect
2021-01-22	Class A Common Stock	P	668	$11.534	Acquired	10048	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-22	Class B Common Stock	$	P	668	Acquired		Class A Common Stock (668)	Indirect
2021-01-22	Class B Common Stock	$	P	668	Acquired		Class A Common Stock (668)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	2046	Indirect
Class A Common Stock	3933	Indirect
Class A Common Stock	19492	Indirect
Class A Common Stock	21381	Indirect
Class A Common Stock	85056	Indirect
Class A Common Stock	75504	Indirect
Class A Common Stock	29986	Indirect
Class A Common Stock	6613	Indirect
Class A Common Stock	200	Indirect
Class A Common Stock	200	Indirect
Class A Common Stock	203845	Indirect
Class A Common Stock	9431	Indirect
Class A Common Stock	9431	Indirect
Class A Common Stock	25	Indirect
Class A Common Stock	2000	Indirect
Class A Common Stock	2808	Indirect
Class A Common Stock	0	Indirect
Class A Common Stock	3011	Indirect
Class A Common Stock	1975	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (2046)	2046	Indirect
Class B Common Stock	$		Class A Common Stock (3933)	3933	Indirect
Class B Common Stock	$		Class A Common Stock (21381)	21381	Indirect
Class B Common Stock	$		Class A Common Stock (19492)	19492	Indirect
Class B Common Stock	$		Class A Common Stock (85056)	85056	Indirect
Class B Common Stock	$		Class A Common Stock (75504)	75504	Indirect
Class B Common Stock	$		Class A Common Stock (29986)	29986	Indirect
Class B Common Stock	$		Class A Common Stock (6613)	6613	Indirect
Class B Common Stock	$		Class A Common Stock (200)	200	Indirect
Class B Common Stock	$		Class A Common Stock (200)	200	Indirect
Class B Common Stock	$		Class A Common Stock (193586)	193586	Indirect
Class B Common Stock	$		Class A Common Stock (9431)	9431	Indirect
Class B Common Stock	$		Class A Common Stock (9431)	9431	Indirect
Class B Common Stock	$		Class A Common Stock (25)	25	Indirect
Class B Common Stock	$		Class A Common Stock (2000)	2000	Indirect
Class B Common Stock	$		Class A Common Stock (2808)	2808	Indirect
Class B Common Stock	$		Class A Common Stock (0)	0	Indirect
Class B Common Stock	$		Class A Common Stock (3011)	3011	Indirect
Class B Common Stock	$		Class A Common Stock (1975)	1975	Indirect

Footnotes

F1: The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. As a result of a clerical error, these shares were not included on the Form 4 filing made for the Reporting Person on January 26, 2021.

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: N/A