AI assistant
HALOZYME THERAPEUTICS, INC. — Director's Dealing 2021
Mar 2, 2021
30700_dirs_2021-03-01_6f480d90-855d-4f0f-862f-875b0918071d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALOZYME THERAPEUTICS, INC. (HALO)
CIK: 0001159036
Period of Report: 2021-03-01
Reporting Person: Torley Helen (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 50000 | $14.66 | Acquired | 587160 | Direct |
| 2021-03-01 | Common Stock | S | 16110 | $45.583 | Disposed | 571050 | Direct |
| 2021-03-01 | Common Stock | S | 33890 | $46.4772 | Disposed | 537160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Option to Purchase Common Stock | $14.66 | M | 50000 | Disposed | 2024-01-06 | Common Stock (50000) | Direct |
Footnotes
F1: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.
F2: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.12 to $46.11. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Represents a weighted average sales price per share. These shares were sold at prices ranging from $46.13 to $46.84. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.