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HALOZYME THERAPEUTICS, INC. Director's Dealing 2021

Mar 2, 2021

30700_dirs_2021-03-01_6f480d90-855d-4f0f-862f-875b0918071d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HALOZYME THERAPEUTICS, INC. (HALO)
CIK: 0001159036
Period of Report: 2021-03-01

Reporting Person: Torley Helen (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock M 50000 $14.66 Acquired 587160 Direct
2021-03-01 Common Stock S 16110 $45.583 Disposed 571050 Direct
2021-03-01 Common Stock S 33890 $46.4772 Disposed 537160 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-01 Option to Purchase Common Stock $14.66 M 50000 Disposed 2024-01-06 Common Stock (50000) Direct

Footnotes

F1: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.12 to $46.11. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Represents a weighted average sales price per share. These shares were sold at prices ranging from $46.13 to $46.84. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.