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HALLIBURTON CO — Director's Dealing 2021
Jul 1, 2021
30269_dirs_2021-07-01_6b79b3a9-08aa-4a86-b1d0-b26e504694ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2021-06-30
Reporting Person: CARROLL MILTON (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-30 | Stock Equivalent Units | $ | A | 1533.103 | Acquired | Common Stock (1533.103) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20271 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 12/2020 Restricted Stock Units | $ | Common Stock (12397.230) | 12397.230 | Direct | |
| 8/2019 Restricted Stock Units | $ | Common Stock (8493.030) | 8493.030 | Direct | |
| 8/2018 Restricted Stock Units | $ | Common Stock (4579.980) | 4579.980 | Direct | |
| 8/2017 Restricted Stock Units | $ | Common Stock (4704.230) | 4704.230 | Direct | |
| 8/2016 Restricted Stock Units | $ | Common Stock (4674.238) | 4674.238 | Direct | |
| 8/2015 Restricted Stock Units | $ | Common Stock (5080.143) | 5080.143 | Direct | |
| 8/2014 Restricted Stock Units | $ | Common Stock (3013.912) | 3013.912 | Direct | |
| 8/2013 Restricted Stock Units | $ | Common Stock (4214.559) | 4214.559 | Direct | |
| 8/2012 Restricted Stock Units | $ | Common Stock (6237.075) | 6237.075 | Direct |
Footnotes
F1: The security converts to common stock on a one-for-one basis.
F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 23, 2021 of $23.51 and June 29,2021 of $22.67.
F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8: Includes dividend equivalent units through June 30, 2021.