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HALLIBURTON CO — Director's Dealing 2020
Aug 4, 2020
30269_dirs_2020-08-04_11e2f37e-7f08-4ebf-9610-917684d4fc5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2020-08-03
Reporting Person: DICCIANI NANCE K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Common Stock | M | 4128 | — | Acquired | 27172.236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-03 | 8/2019 Restricted Stock Units | $ | M | 2006 | Disposed | Common Stock (2006) | Direct | |
| 2020-08-03 | 8/2018 Restricted Stock Units | $ | M | 1055 | Disposed | Common Stock (1055) | Direct | |
| 2020-08-03 | 8/2017 Restricted Stock Units | $ | M | 1067 | Disposed | Common Stock (1067) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 8/2016 Restricted Stock Units | $ | Common Stock (4628.278) | 4628.278 | Direct | |
| 8/2015 Restricted Stock Units | $ | Common Stock (5030.203) | 5030.203 | Direct | |
| 8/2014 Restricted Stock Units | $ | Common Stock (2984.282) | 2984.282 | Direct | |
| 8/2013 Restricted Stock Units | $ | Common Stock (4173.109) | 4173.109 | Direct | |
| 8/2012 Restricted Stock Units | $ | Common Stock (6175.755) | 6175.755 | Direct | |
| Stock Equivalent Units | $ | Common Stock (14906.936) | 14906.936 | Direct |
Footnotes
F1: Vesting of 25% of restricted stock units granted on August 1, 2017, August 1, 2018, and August 1, 2019.
F2: Each restricted stock unit represents a right to receive one share of the Company's common stock.
F3: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.
F4: The security converts to common stock on a one-for-one basis.
F5: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.