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HALLIBURTON CO — Director's Dealing 2020
Nov 2, 2020
30269_dirs_2020-11-02_45ac529f-d949-40c4-a037-f4856cade18c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2020-10-29
Reporting Person: Richard Mark (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-29 | Common Stock | M | 2134 | $12.51 | Acquired | 164961.357 | Direct |
| 2020-10-29 | Common Stock | F | 840 | $12.51 | Disposed | 164121.357 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-29 | Restricted Stock Units (10/2015) | $ | M | 2134 | Disposed | Common Stock (2134) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $31.65 | 2020-01-05 | Common Stock (7000) | 0 | Direct |
| Option to Buy Common Stock | $40.83 | 2021-01-01 | Common Stock (4600) | 4600 | Direct |
| Option to Buy Common Stock | $34.15 | 2022-01-03 | Common Stock (6400) | 6400 | Direct |
| Option to Buy Common Stock | $36.31 | 2023-01-03 | Common Stock (13900) | 13900 | Direct |
| Option to Buy Common Stock | $50.01 | 2024-01-02 | Common Stock (7900) | 7900 | Direct |
| Option to Buy Common Stock | $39.49 | 2025-01-02 | Common Stock (14807) | 14807 | Direct |
| Option to Buy Common Stock | $34.48 | 2026-01-04 | Common Stock (28604) | 28604 | Direct |
| Option to Buy Common Stock | $55.68 | 2027-01-03 | Common Stock (17119) | 17119 | Direct |
| Option to Buy Common Stock (01/2018) | $49.61 | 2028-01-02 | Commom Stock (24019) | 24019 | Direct |
| Option to Buy Common Stock (12/2018) | $27.14 | 2028-12-20 | Common Stock (43924) | 43924 | Direct |
Footnotes
F1: Vesting of 20% of restricted stock units granted on October 27, 2015.
F2: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F3: Includes 1,012.966 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2020.
F4: Includes 2,924.861 shares of stock accumulated through dividend reinvestment as of September 30, 2020.
F5: Each Restricted Stock Unit represents the right to receive one share of common stock.
F6: The restricted stock units vest in five equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person upon vesting.
F7: Stock option expired January 5, 2020.