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HALLIBURTON CO — Director's Dealing 2020
Dec 9, 2020
30269_dirs_2020-12-09_0a2c3a6a-f240-4118-adac-eb46a0b0b9fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2020-12-08
Reporting Person: Rainey Joe D (Pres., Eastern Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Common Stock | F | 9375 | $19.43 | Disposed | 359022.963 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $31.44 | 2028-12-05 | Common Stock (66800) | 66800 | Direct |
| Option to Buy Common Stock | $43.38 | 2027-12-06 | Common Stock (45900) | 45900 | Direct |
| Option to Buy Common Stock | $53.54 | 2026-12-07 | Common Stock (40100) | 40100 | Direct |
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (58700) | 58700 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (59500) | 59500 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (45500) | 45500 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (37933) | 37933 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (14566) | 14566 | Direct |
Footnotes
F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: The shares vested on December 4, 2020, December 5, 2020, and December 6, 2020. December 5, 2020 and December 6, 2020 were non-market dates. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 4, 2020 was $19.43.