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HALLIBURTON CO — Director's Dealing 2019
Nov 4, 2019
30269_dirs_2019-11-04_dc88e278-3273-4dea-a7bd-c843eb33fb19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2019-10-31
Reporting Person: Richard Mark (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-31 | Common Stock | M | 2134 | $20.48 | Acquired | 109442.624 | Direct |
| 2019-10-31 | Common Stock | F | 840 | $20.48 | Disposed | 108582.624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-31 | Restricted Stock Units (10/2015) | $ | M | 2134 | Disposed | Common Stock (4268) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $31.65 | 2020-01-05 | Common Stock (7000) | 7000 | Direct |
| Option to Buy Common Stock | $40.83 | 2021-01-01 | Common Stock (4600) | 4600 | Direct |
| Option to Buy Common Stock | $34.15 | 2022-01-03 | Common Stock (6400) | 6400 | Direct |
| Option to Buy Common Stock | $36.31 | 2023-01-03 | Common Stock (13900) | 13900 | Direct |
| Option to Buy Common Stock | $50.01 | 2024-01-02 | Common Stock (7900) | 7900 | Direct |
| Option to Buy Common Stock | $39.49 | 2025-01-02 | Common Stock (14807) | 14807 | Direct |
| Option to Buy Common Stock | $34.48 | 2026-01-04 | Common Stock (28604) | 28604 | Direct |
| Option to Buy Common Stock | $55.68 | 2027-01-03 | Common Stock (17119) | 17119 | Direct |
| Option to Buy Common Stock (01/2018) | $49.61 | 2028-01-02 | Commom Stock (24019) | 24019 | Direct |
| Option to Buy Common Stock (12/2018) | $27.14 | 2028-12-20 | Common Stock (43924) | 439.24 | Direct |
| Restricted Stock Units (01/2015) | $ | Common Stock (2091) | 2091 | Direct |
Footnotes
F1: Vesting of 20% of restricted stock units granted on October 27, 2015.
F2: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F3: Includes 899.678 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2019, June 30, 2019 and September 30, 2019.
F4: Includes 1,292.409 shares of stock accumulated through dividend reinvestment as of October 31 2020.
F5: Each Restricted Stock Unit represents the right to receive one share of common stock.
F6: The restricted stock units vest in five equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person upon vesting.