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HALLIBURTON CO — Director's Dealing 2019
Dec 6, 2019
30269_dirs_2019-12-06_132a112f-d18c-4bcb-b31d-fc3560de2896.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2019-12-04
Reporting Person: Richard Mark (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-04 | Common Stock | A | 52600 | $21.47 | Acquired | 161182.624 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $31.65 | 2020-01-05 | Common Stock (7000) | 7000 | Direct |
| Option to Buy Common Stock | $40.83 | 2021-01-01 | Common Stock (4600) | 4600 | Direct |
| Option to Buy Common Stock | $34.15 | 2022-01-03 | Common Stock (6400) | 6400 | Direct |
| Option to Buy Common Stock | $36.31 | 2023-01-03 | Common Stock (13900) | 13900 | Direct |
| Option to Buy Common Stock | $50.01 | 2024-01-02 | Common Stock (7900) | 7900 | Direct |
| Option to Buy Common Stock | $39.49 | 2025-01-02 | Common Stock (14807) | 14807 | Direct |
| Option to Buy Common Stock | $34.48 | 2026-01-04 | Common Stock (28604) | 28604 | Direct |
| Option to Buy Common Stock | $55.68 | 2027-01-03 | Common Stock (17119) | 17119 | Direct |
| Option to Buy Common Stock (01/2018) | $49.61 | 2028-01-02 | Commom Stock (24019) | 24019 | Direct |
| Option to Buy Common Stock (12/2018) | $27.14 | 2028-12-20 | Common Stock (43924) | 439.24 | Direct |
| Restricted Stock Units (01/2015) | $ | Common Stock (2091) | 2091 | Direct | |
| Restricted Stock Units (10/2015) | $ | Common Stock (4268) | 2134 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 4, 2019 grant date was $21.47.
F3: Each Restricted Stock Unit represents the right to receive one share of common stock.
F4: The restricted stock units vest in five equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person upon vesting.