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HALLIBURTON CO — Director's Dealing 2018
Nov 9, 2018
30269_dirs_2018-11-09_dbc197a5-0558-42ca-a009-6c46332ecb27.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2018-11-07
Reporting Person: Beaty Anne L. (Senior VP, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-07 | Common Stock | F | 390 | $35.75 | Disposed | 56206.154 | Direct |
| 2018-11-08 | Common Stock | S | 1210 | $36.23 | Disposed | 54996.154 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $43.38 | 2027-12-06 | Common Stock (5800) | 5800 | Direct |
| Option to Buy Common Stock | $55.68 | 2027-01-03 | Common Stock (17574) | 17574 | Direct |
| Option to Buy Common Stock | $34.48 | 2026-01-04 | Common Stock (29412) | 29412 | Direct |
| Option to Buy Common Stock | $39.49 | 2025-01-02 | Common Stock (17526) | 17526 | Direct |
| Option to Buy Common Stock (11/2013) | $53.13 | 2023-11-05 | Common Stock (10000) | 10000 | Direct |
| Option to Buy Common Stock (01/13) | $36.31 | 2023-01-03 | Common Stock (9300) | 9300 | Direct |
| Option to Buy Common Stock | $34.15 | 2022-01-03 | Common Stock (7500) | 7500 | Direct |
| Option to Buy Common Stock | $31.65 | 2020-01-05 | Common Stock (9500) | 9500 | Direct |
| Option to Buy Common Stock | $19.45 | 2019-01-02 | Common Stock (7200) | 7200 | Direct |
Footnotes
F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: Includes 246.612 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2018, June 30, 2018 and September 30, 2018.
F3: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2018.