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HALLIBURTON CO — Director's Dealing 2018
Dec 7, 2018
30269_dirs_2018-12-07_e1465722-24d8-490e-bc6a-b5a8a34e78a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2018-12-04
Reporting Person: Brown James S (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-04 | Common Stock | F | 11451 | $31.44 | Disposed | 96065.144 | Direct |
| 2018-12-05 | Common Stock | F | 2815 | $32.66 | Disposed | 93317.138 | Direct |
| 2018-12-05 | Common Stock | A | 38900 | $31.44 | Acquired | 132217.138 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-05 | Option to Buy Common Stock | $31.44 | A | 66800 | Acquired | 2028-12-05 | Common Stock (66800) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $43.38 | 2027-12-06 | Common Stock (48070) | 48070 | Direct |
| Option to Buy Common Stock | $53.54 | 2026-12-07 | Common Stock (40100) | 40100 | Direct |
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (58700) | 58700 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (59500) | 59500 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (45500) | 45500 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (56900) | 56900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (43700) | 43700 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (26100) | 26100 | Direct |
| 06/2017 Restricted Stock Units | $0 | Common Stock (108743) | 108743 | Direct |
Footnotes
F1: Shares transferred to Halliburton Company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: Includes 66.994 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended September 30, 2018.
F3: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F4: December 5, 2018 was declared a Federal Holiday. On December 4, 2018, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $31.44.
F5: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.
F6: Each Restricted Stock Unit represents the right to receive one share of common stock.
F7: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2019. The other one-half will be valued on December 31, 2019 and distribute as cash in three equal annual installments beginning December 31, 2020.