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HALLIBURTON CO — Director's Dealing 2017
Dec 6, 2017
30269_dirs_2017-12-06_83e319e6-308c-40f7-a660-17792c542642.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2017-12-04
Reporting Person: Brown James S (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-04 | Common Stock | S | 29485 | $44.012 | Disposed | 129645.794 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 06/2017 Restricted Stock Units | $0 | Common Stock (108743) | 108743 | Direct | |
| Option to Buy Common Stock | $53.54 | 2026-12-07 | Common Stock (40100) | 40100 | Direct |
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (58700) | 58700 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (59500) | 59500 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (45500) | 45500 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (56900) | 56900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (43700) | 43700 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (26100) | 26100 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.98 to $44.046, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: Each Restricted Stock Unit represents the right to receive one share of common stock.
F4: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2019. The other one-half will be valued on December 31, 2019 and distribute as cash in three equal annual installments beginning December 31, 2020.