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HALLIBURTON CO — Director's Dealing 2017
Dec 7, 2017
30269_dirs_2017-12-07_3edd6e17-e4f5-47d1-a5f8-c93852d2cda3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2017-12-06
Reporting Person: LESAR DAVID J (Director, Exec Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-06 | Common Stock | F | 7946 | $43.89 | Disposed | 482685.713 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 71469.24 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $53.54 | 2026-12-07 | Common Stock (114900) | 114900 | Direct |
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (176900) | 176900 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (178100) | 178100 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (137900) | 137900 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (208900) | 208900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (141900) | 141900 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (108000) | 108000 | Direct |
| 06/2017 Restricted Stock Units | $0 | Common Stock (326229) | 326229 | Direct |
Footnotes
F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: Includes 488.324 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2017, June 30, 2017 and September 30, 2017.
F3: Each Restricted Stock Unit represents the right to receive one share of common stock.
F4: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distributed as cash in four equal annual installments beginning December 31, 2019.