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HALLIBURTON CO — Director's Dealing 2017
Dec 8, 2017
30269_dirs_2017-12-08_dcefa231-45ef-439c-ae7c-b02624208097.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2017-12-06
Reporting Person: Brown James S (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-06 | Common Stock | A | 29920 | $43.38 | Acquired | 142030.229 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-06 | Option to Buy Common Stock | $43.38 | A | 48070 | Acquired | 2027-12-06 | Common Stock (48070) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $53.54 | 2026-12-07 | Common Stock (40100) | 40100 | Direct |
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (58700) | 58700 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (59500) | 59500 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (45500) | 45500 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (56900) | 56900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (43700) | 43700 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (26100) | 26100 | Direct |
| 06/2017 Restricted Stock Units | $0 | Common Stock (108743) | 108743 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 6, 2017, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $43.38.
F3: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.
F4: Each Restricted Stock Unit represents the right to receive one share of common stock.
F5: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2019. The other one-half will be valued on December 31, 2019 and distribute as cash in three equal annual installments beginning December 31, 2020.